Banking & Financing

 

Our team’s experience in the banking and finance industry enables us to provide efficient services tailor-made for our clients.We provide services include but not limited to:-

 

• Advice to banking and financial institutions in their application for different licences in Hong Kong;

• Advice to banking and financial institutions in their compliance with the Banking Ordinance (“BO”) and other subsidiary legislation under the BO, Supervisory Policy Manual (“SPM”) and Guideline on Anti-Money Laundering and Counter-Terrorist Financing (“AML Guideline”) issued by Hong Kong Monetary Authority (“HKMA”), the Securities and Futures Ordinance (“SFO”) and other subsidiary legislation under the SFO, Code of Conduct for Persons Licensed by or Registered with the Securities and Futures Commission (“SFC”), Fit and Proper Guideline issued by SFC, etc.;

• Drafting documents for different financing transactions;

• Preparing forms and commercial agreements for banks and securities houses;

• Devising product agreements for banking institutions and securities houses; and

• Debt restructuring.